US SOX compliance applies to Indian subsidiaries of US-listed groups and companies pursuing US capital markets access. PJRJ provides SOX readiness assessments, control documentation, and testing support aligned to PCAOB standards — bridging Indian operations with parent company and external auditor expectations.
Who it's for
- Indian subsidiaries of US-listed multinational corporations
- Companies preparing for US IPO or ADR listing
- Shared service centres in India supporting US group reporting
- CFOs coordinating between Indian statutory audit and US SOX requirements
Deliverables
- SOX scoping — significant accounts, locations, and key reports
- Documentation of entity-level and process-level controls
- Gap assessment against COSO framework and parent requirements
- Remediation roadmap with timelines and ownership
- Pre-audit testing support for management and external auditors
Our approach
- 1Align scope with US parent, external auditor, and Indian management
- 2Document processes in SOX-ready format (narratives, RCM, test scripts)
- 3Perform walkthroughs and design testing
- 4Execute operating effectiveness testing for key controls
- 5Support deficiency evaluation and management reporting
Our partners understand both Indian GAAP/statutory requirements and US SOX expectations — reducing duplication and miscommunication between your Delhi/Gurgaon finance team and overseas auditors.
SOX readiness work is delivered from our Delhi and Gurgaon offices for Indian entities, with virtual coordination for global audit teams.
Discuss your sox readiness requirements
Speak directly with a PJRJ specialist — we respond within one business day.